Compliance Practice and Legislation online course
This course covers the evolution of legislation and how this results in the development of compliance processes.
Key course content includes the legal system in South Africa, the need for compliance and the stakeholders within the regulatory environment.
Focus Area:
- Explain the background to, and the need for, compliance
- Explain the philosophy and objectives of regulation
- Define what is meant by regulatory requirements
- Explain the importance of staying abreast of international trends in the regulatory environment
- Identify the stakeholders within the regulatory environment
- Explain the role of each stakeholder in the regulatory environment
- Explain the role of a regulator
- Discuss how regulators impact on business
- Discuss the basic principles, terminology and approaches common to the interpretation of statute and how to apply them correctly
Who should register?
Financial planners, financial advisors, compliance officers.
Online course details
Online course registration
Enrolments will be processed from Monday to Friday.
The delegate will be linked to online access on MyMBSE, after payment is made and the registration and enrolment is finalised by Moonstone Business School. Three business days should be allowed for this process to be completed initially.
Once successfully enrolled, all course materials and assessments become available.
The delegate will have access to their online course for 3 months from date of access, and will be able to work through the course and complete assessments during this period.
Register for this online course →
Tell a colleague about this
Tweet this online course
Post on LinkedIn