Legislation and Codes of Conduct online course
The main purpose of this course is to enable you to understand how to apply Financial Service Industry legislation and codes of conduct in your role as financial advisor. Key topics covered include up-to-date information on current legislation in the financial services environment, and where we are in the journey along twin peaks, treating customers fairly and RDR.
Course info
The main purpose of this course is to enable you to understand how to apply Financial Service Industry legislation and codes of conduct in your role as financial advisor. Key topics covered include up-to-date information on current legislation in the financial services environment, and where we are in the journey along twin peaks, treating customers fairly and RDR.
Main outcomes
Describe legislation and codes of conduct that apply to the Financial Services
Industry
Understand how to apply financial services legislation and codes of conduct to your role as advisor.
Online course details
Online course registration
Enrolments will be processed from Monday to Friday.
The delegate will be linked to online access on MyMBSE, after payment is made and the registration and enrolment is finalised by Moonstone Business School. Three business days should be allowed for this process to be completed initially.
Once successfully enrolled, all course materials and assessments become available.
The delegate will have access to their online course for 3 months from date of access, and will be able to work through the course and complete assessments during this period.
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