Supervision Requirements - FAIS Notice 86 of 2018 online course
There are a number of changes brought in by the new Exemption of Supervision, which takes effect on 1 February 2019. It is, therefore, important to know what exactly the Exemption provides, and to plan and supervise accordingly. The Exemption is not only applicable to new entrants to the industry, but also to existing representatives working under supervision.
Focus Area:
- Compare the provisions of the new Exemption to those of the previous Exemption.
- Understand and explain when a representative may be appointed under supervision.
- Know what the entry-level requirements for a representative working under supervision are.
- Understand, explain and apply the seven conditions of the Exemption, i.e. entry-level requirements, specific compliance periods, supervision agreement, duties of the FSP, duties of the supervisor, duties of the representative and intensity of supervision.
- Know and apply the steps for appointing a representative under supervision.
- Incorporate supervision according to the new Exemption in your FSP.
Who should register?
Financial planners, financial advisors, Representatives under supervision.
Online course details
Online course registration
Enrolments will be processed from Monday to Friday.
The delegate will be linked to online access on MyMBSE, after payment is made and the registration and enrolment is finalised by Moonstone Business School. Three business days should be allowed for this process to be completed initially.
Once successfully enrolled, all course materials and assessments become available.
The delegate will have access to their online course for 3 months from date of access, and will be able to work through the course and complete assessments during this period.
Register for this online course →
Tell a colleague about this
Tweet this online course
Post on LinkedIn